Welcome Offer Bonus Reward

Welcome Offer Bonus Reward Terms and Conditions:

1. Promotion Period: From 28 July 2021 18:00 to 1 Sep 2021 (Including the starting and the ending day).
2. The first 300 customers who had completed the account registration and online certification successfully during promotion period, and keep at least HK$10,000 in their trading accounts for 30 days after successful account opening, 1 share of of Nikko AM Global Internet ETF (03072.HK) that sponsored by Nikko Asset Management will be given. There is a quota of 300, first-come-first-served basis while stocks last.
3. This promotional event is only available to Hong Kong customers who are aged 18 or above.
4. The relevant rewards will be distributed to customers’ reward centre before 10 Nov 2021 after verifying the first 300 customers according to the records in uSMART’s system. Customers need to redeem the stock redemption coupons within 30 days after receiving the prizes. Otherwise, they will be deemed to have forfeited their right to claim such prizes.

5. The ETF may be defined as investment products with risk, the products are not suitable for inexperienced investors or people who are less risk-tolerant.
6. Customers are not allowed to trade any high-risk products if their risk tolerance levels do not match, but it will not affect the sale of products from the relevant rewards.

1. Customers must have an uSMART account for receiving the prizes. Regardless of whether the customers hold more than one account with uSMART, uSMART will only treat it as one account and reserve the right to issue any such rewards into one of the their accounts only.
2. In case of any termination of the customer’s account due to suspected fraud, violation of any regulations or inappropriate behaviour, uSmart Securities Limited reserves the right to take any necessary legal action to recover any rewards that have been deposited or paid to the customer for this promotional plan and for any loss arising from such behaviour.
3. The rebate received by the company from fund managers has been disclosed in the disclosure of monetary benefit document.
4. Investors should note that investments involve risk, prices of investment products may increase or decrease, and past performances are not necessarily indicative of the future performance of the products. Investors should consider carefully the investment products before investing and should seek independent professional advice. The information contained herein does not constitute any offer, invitation, solicitation, opinion or any guarantee to deal in any securities, funds, financial products or any other instruments.

11. If the price of any shares rewarded to customers decreases or becomes valueless due to any corporate actions or any other reasons by its listed company, uSMART is not responsible for any such losses and will not bear any liability and/or provide any related compensation to the customers. Customers must bear their own risks in this regard.

1. If there are any inconsistencies or ambiguity between Chinese and English versions of the terms and conditions, the Chinese version shall prevail.
2. This promotion is subject to the terms and conditions stated above. Customers who may have any enquiries are welcome to contact our sales and customer services team at +852 3018 4526.

Glowing Summer Limited Time Offer! HK$2,700 welcome rewards for account opening* Terms and Conditions:

1. Promotional period: From 1 Jun 2021 to 1 Sep 2021 (inclusive of both dates).
2. This promotion is only available to Hong Kong customers who are aged 18 or above.
3. New customers refer to those who did not have any trading accounts in uSMART Securities Limited (“The Company”) in the past 6 months.
4. New customers who open account by online verification need to keep at least HK$10,000 in their trading accounts for 30 days after the account is opened. HK$600 cash coupon will be distributed to the customer's reward centre within 7 working days.

“Extra Rewards” Terms and conditions:
Extra rewards will be given if customers meet all of the following conditions

^#In the form of Non-Periodic Funds Investment Plan

5. Every new customer can enjoy each of the above rewards once only.
6. The above rewards will be distributed to customer's reward center within 30 working days after verifying that the customer has completed the conditions.
7. If the customer fails to redeem the vouchers within 30 days after receiving it at the prize center, the vouchers will become invalid. Please refer to the terms and conditions of each coupon in customer's reward center.
8. Customers need to have an uSMART securities account for using the vouchers.
9. The Company reserves the right to change, suspend or terminate the above offers, terms and conditions at any time without further notice to the customers. Terms and conditions are subject to the Company’s interpretation.
10. In case of any disputes, the Company reserves the right of the final decision of the event and is binding on the participants of the event.
11. In case of any termination of the Company account due to suspected fraud, violation of any regulations or inappropriate behaviour, the Company reserves the right to take any necessary legal action to recover the rewards that have been deposited or paid to the customer for this promotion plan and any loss arising from the behaviour.
12. The offer is subject to the above conditions and regulations and it can only be obtained with fulfilment of relevant conditions. Customers who have any enquiries about the above offers are welcome to contact our sales and customer service team at +852 3018 4526.
13. This advertisement/website and terms and conditions have not been reviewed by the Securities and Futures Commission or any regulatory authority.

BowtieGo & HKET Terms and Conditions:

1. New customers are entitled to enjoy exclusive "uSMART Reward" upon successful registration via dedicated link and account activation on uSMART App during promotion period.
2. New customers can receive below rewards when requirements are fulfilled during promotion period:

• BowtieGo outpatient medical service annual pass (HK$648)
• com subscription benefit (HK$150)

1. The above offers cannot be exchanged for cash or other products and services. Gift supplies are limited, and gifts are available on a first-come, first-served basis, while stocks last.
2. A specified email will be sent to new customers who meet the requirements. Customers can use the link in the email to redeem or receive the benefits from the relevant institutions.

Free stocks after vaccination Terms and Conditions:

1. Promotional period: From 1 Jun 2021 6 pm to 31 Aug 2021 6 pm.
2. This promotion is only available to Hong Kong customers who are 18 years old or older.
3. The promotion event only applies to new customers to participate. New customers refer to those who have not opened any trading accounts with uSMART Securities Limited (“The Company”) in the past 6 months.
4. New customers must open an account online successfully and send the relevant vaccination record (at least one dose of COVID-19 vaccine ) to usmartbusiness@usmarthk.com and register with our customer service team.
5. The reward of this promotion event will be distributed to the customer's reward centre as stock coupon within 7 working days after the end of promotion period (31 August 2021).
6. If the customer fails to redeem the coupons within 30 days after receiving it at the prize center, the coupons will become invalid.

Risk Disclosure and Disclaimer:

The above promotion is governed by the relevant terms and conditions. Should any disputes arise in relation to the promotion, the decision of uSmart Securities Limited (“uSMART”) is considered final and will bind all participants of this promotional event. Investors should note that investments involve risks, the prices of structured investment products may increase or decrease, and independent professional advice should be sought prior to the making of investment decisions. The information contained herein does not constitute any offer, invitation, solicitation, opinion or any guarantee to deal in any securities, funds, financial products or any other instruments. The information herein is provided by uSMART and such content have not been reviewed by the Securities and Futures Commission.