uSMART 2nd Anniversary Rewards Promotion New Customers Can Get Up to HK$2,000 Welcome Rewards

Terms and Conditions:

1. Promotion Period: From 8 January 2021 to 7 March 2021 (including both the start and end date).

2. This promotion is only available to customers in the Hong Kong Special Administrative Region who are 18 years old or above.

3. This promotion only applies to new customers and new customers refer to those who have not opened any trading accounts with uSMART in the past 6 months.

4. Newly registered customer will receive corresponding rewards if you meet the following conditions within the promotion period:

i. Complete a one-off stock purchase with the amount of HK$500 or above; and

ii. Use the smart order function at least once, or apply for the monthly investment plans and complete one month of investment trading, or activate the eDDA function; and

iii. Make a first-time deposit or stock transferal in a designated amount as follows, in order to be eligible to claim the corresponding vouchers:

5. The above vouchers are only distributed according to the amount of the first-time deposit/ stock transferal by the customer. For example, if a customer’s first-time deposit/ stock transferal amount is HK$300,000 or more, such customer will be eligible to obtain 2 shares of Colgate-Palmolive Co. (CL.US). However, the same customer will not be able to claim the Ford Motor Co. (F.US) and AT&T (T.US) shares at the same time.

6. Newly registered customers can also enjoy our standard welcome offers at the same time. The related details can be referred to in the terms and conditions stated in the campaign named “迎新樂繽紛 任務賞上賞”.

7. The wording of the promotional campaign stating “Receive welcome offers exceeding HK$2,000” refers to the fact that the sum of value of the 2^nd Anniversary Rewards in addition to the standard welcome offer may reach a value as high as HK$2,000. However, the value of stocks may fluctuate and uSmart Securities Limited cannot and will not guarantee customers of the value of their total rewards received and will not compensate any differences in the rewards or for any related losses.

8. During the promotion period, if there is any corporate action by the relevant company which causes any changes or lapse in the value of the stock price, uSMART Securities would not bear any responsibility and will not make compensation.

9. If customers are holding any assets or have purchased stocks in foreign currencies (eg. other than in Hong Kong dollars), such currencies will be converted into Hong Kong dollars on the same day based on the last reference exchange rate of uSmart Securities Limited.

10. All redemption of the rewards above takes up to 7 working days to process.

11. Customers must have a trading account with uSmart Securities Limited to redeem the vouchers.

12. If the customer does not redeem the vouchers within 7 days after the end date of the promotion, the vouchers will be invalid and cannot be redeemed.

13. uSmart Securities Limited reserves the right to change, suspend or terminate the above offers, terms and conditions at any time without providing prior notice to any customers. The final interpretation of the terms and conditions are made by uSmart Securities Limited. uSmart Securities Limited reserves the right to make all final decisions regarding this promotion, which is binding on all participants of the event.

14. In the case of any suspected fraud, violations of any regulations or inappropriate behavior by the customers, uSmart Securities Limited reserves the right to take any necessary legal actions to recover rewards that have been deposited or paid to the customers and to claim for any losses arising from such behavior or violations.

15. The promotion is subject to the terms and conditions stated above. Customers who have any enquiries are welcome to contact our sales and customer service team at +852 3018 4526.

Risk Disclosure and Disclaimer:

The above promotion is governed by the relevant terms and conditions. USMART SECURITIES LIMITED (“USL”) reserves the right to amend or cancel the offers at any time without prior notice. Should any disputes arise, the decisions of USL are final. Investors should note that investments involve risk, prices of structured investment product may go up as well as down, and past performances are not an indication to the future performance of the product. Investors should consider carefully if the structured investment products are suitable for their own risk tolerance, financial situation, investment experience and investment objective. If Investors are in doubt, Investors should seek independent professional advice prior to making any investments. The information contained above does not constitute as any offer, invitation, solicitation, opinion or any guarantee to deal in any securities, funds, financial products or any other instruments. This advertisement is issued by USMART SECURITIES LIMITED and the contents have not been reviewed by the Securities and Futures Commission.