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Terms and Conditions of HK Stock $0 Platform Fee Plan:

1. Date: From 30 Sep 2020 6pm to 31 Dec 2020 (Including the starting and the ending day)
2. This promotion is only available to Hong Kong customers who are 18 years old or older.
3. The promotion event only applies to new customers to participate. New customers refer to those who have not opened any trading accounts with the company in the past 6 months.
4. After registration, uSMART Securities Limited (herein after referred to “the Company”) will send gift redemption tickets of 1 stock of WEIMOB INC (02013.HK), 2 stocks of ZA ONLINE (06060.HK) to “Reward” at uSMART app.
5. New registered customers need to open account successfully during the promotion period to redeem 1 stock of WEIMOB INC (02013.HK) gift redemption ticket.
6. New registered customers have to deposit with HK$20,000 or above during the promotion period to redeem 2 stocks of ZA ONLINE (06060.HK) gift redemption ticket.
7. Within 30 days from the completion of account opening, new customers will receive corresponding rewards if they meet the following conditions:
8. 1. 30 days after the account is opened, the average daily asset value reaches HK$60,000 – 99,999* and a stock purchase amount of HK$500 or more is completed, they can get a 30-day Hong Kong stock LV2 streaming quote redemption coupon or
   2. 30 days after the account is opened, the average daily asset value reaches HK$100,000* or more and a stock purchase amount of HK$500 or more is completed, and you can get 1 stock of MEITUAN-W (03690.HK) redemption coupon.

8. *If customers hold foreign currency assets, they will be converted into Hong Kong dollars based on the last reference exchange rate of uSMART Securities.
9. If the total amount of stocks purchased is in currencies other than Hong Kong dollars, the exchange rate deducted on the day of uSMART Securities settlement will prevail.
10. All redemption processing takes up to 7 working days.
11. You must have a trading account with uSMART Securities to receive the redeemed stocks.
12. All redeemed stocks have not been successfully received after 7 working days from the last day of the event date, the eligibility will automatically become invalid.
13. This promotion event cannot participate simultaneously with the Company’s other welcoming offers.
14. The Company reserves the right to change, suspend or terminate the above offers, terms and conditions at any time without further notice to the customers. Terms and conditions are subject to the Company’s interpretation.
15. The Company reserves the right to modify or cancel the relevant offers at any time without prior notice. In case of any disputes, the Company reserves the right of the final decision of the event and is binding on the participants of the event.
16. In case of any termination of the Company account due to suspected fraud, violation of any regulations or inappropriate behavior, the Company reserves the right to take any necessary legal action to recover the rewards that have been deposited or paid to the customer for this promotion plan and any loss arising from the behavior.
17. The offer is subject to the above conditions and regulations. Customers who have any enquiries about the above offers are welcome to contact our sales and customer service team at +852 3018 4526.

Terms and Conditions of HK Stock $0 Commission Plan:

1. Date: From 30 Sep 2020 6pm to 31 Dec 2020 (Including the starting and the ending day)
2. This promotion is only available to Hong Kong customers who are 18 years old or older.
3. The promotion event only applies to new customers to participate. New customers refer to those who have not opened any trading accounts with the company in the past 6 months.
4. After registration, uSMART Securities Limited (herein after referred to “the Company”) will send gift redemption tickets of 1 stock of CSPC PHARMA (01093.HK) and 4 stocks of XIAOMI-W (01810.HK) to “Reward” at uSMART app.
5. New registered customers need to open account successfully during the promotion period to redeem 1 stock of CSPC PHARMA (01093.HK) gift redemption ticket.
6. New registered customers have to deposit with HK$20,000 or above during the promotion period to redeem 4 stocks of XIAOMI-W (01810.HK) gift redemption ticket.
7. Within 30 days from the completion of account opening, new customers will receive corresponding rewards if they meet the following conditions:
8. 1. 30 days after the account is opened, the average daily asset value reaches HK$60,000 – 99,999* and a stock purchase amount of HK$500 or more is completed, they can get a 30-day HK stock LV2 streaming quote redemption coupon or
   2. 30 days after the account is opened, the average daily asset value reaches HK$100,000* or more and a stock purchase amount of HK$500 or more is completed, they can get one stock of WUXI BIO (02269.HK) redemption coupon.

8. *If customers hold foreign currency assets, they will be converted into Hong Kong dollars based on the last reference exchange rate of uSMART Securities.
9. If the total amount of stocks purchased is in currencies other than Hong Kong dollars, the exchange rate deducted on the day of uSMART Securities settlement will prevail.
10. All redemption processing takes up to 7 working days.
11. You must have a trading account with uSMART Securities to receive the redeemed stocks.
12. All redeemed stocks have not been successfully received after 7 working days from the last day of the event date, and the eligibility will automatically become invalid.
13. This promotion event cannot participate simultaneously with the Company’s other welcoming offers.
14. The Company reserves the right to change, suspend or terminate the above offers, terms and conditions at any time without further notice to the customers. Terms and conditions are subject to the Company’s interpretation.
15. The Company reserves the right to modify or cancel the relevant offers at any time without prior notice. In case of any disputes, the Company reserves the right of the final decision of the event and is binding on the participants of the event.
16. In case of any termination of the Company account due to suspected fraud, violation of any regulations or inappropriate behavior, the Company reserves the right to take any necessary legal action to recover the rewards that have been deposited or paid to the customer for this promotion plan and any loss arising from the behavior.
17. The offer is subject to the above conditions and regulations. Customers who have any enquiries about the above offers are welcome to contact our sales and customer service team at +852 3018 4526.
18. The information contained in the advertisement or/and the website and the event rules is for reference only. It does not constitute any professional advice, offer, solicitation or investment advice. The price of securities may go up or down. Please consult an independent professional adviser before making any investment decision.
19. This advertisement or/and the website and the event rules have not been reviewed by the Securities and Futures Commission or any regulatory authority.

Risk Disclosure and Disclaimer:

The above promotion is governed by the relevant terms and conditions. USMART SECURITIES LIMITED (“USL”) reserves the right to amend or cancel the Offers at any time without prior notice. Should any disputes arise, the decision of USL is final. Investors should note that investments involve risk, prices of structured investment product may go up as well as down, and past performance is no guide to future performance of the product. You should consider carefully if the structured investment product you are going to purchase into are suitable for your risk tolerance, financial situation, investment experience and investment objective. If you are in doubt, you should seek independent professional advice. The information contained in this website does not constitute as any offer, invitation, solicitation, opinion or any guarantee to deal in any securities, fund, financial products or instruments. This advertisement is issued by USMART SECURITIES LIMITED and the contents have not been reviewed by the Securities and Futures Commission.