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上海實業(00363.HK):上實發展被上海證券監管局罰款850萬人幣
阿思達克 03-19 17:51
上海實業(00363.HK)公布,接獲上實發展的通知,中證監上海監管局最近發出《行政處罰和市場禁入事先告知書[2024]4號》,據此,上海證券監管局擬對上實發展及其若干曾任及現任董事和高級管理人員作出行政處罰。 根據該告知書,上海證券監管局認為上實發展及其董事和高級管理人員涉嫌違反中證監之相關證券法律,因為上海證券監管局認為上實發展須就於2021年12月未有及時披露上實龍創因應收類款項未能收回而產生的經營虧損;於2020年9月未有及時披露就中國政府向上實發展收回土地使用權而簽訂的協議;及因上實龍創虛假記載2016年至2021年度收入及利潤,導致上實發展同期的財務報表存在虛假記錄負上責任。根據該告知書,上海證券監管局擬對上實發展作出,警告和罰款850萬元人民幣。 目前公司持有上實發展48.6%股權及上實發展持有上實龍創69.7849%股權。
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