You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
迪信通(06188.HK)違規漏報約9億人幣結構性存款
阿思達克 09-25 09:07
迪信通(06188.HK)公布,於今年1月至8月期間,與三間銀行訂立共9份結構性存款協議,累計認購金額涉及9.05億元人民幣。目前贖回渤海銀行結構性存款協議項下的結構性存款已根據其各自的條款悉數贖回,而各結構性存款協議項下的結構性存款仍未贖回。 根據上市規則第14章,認購上述結構性存款應當構成須予披露交易,並應當遵守上市規則項下的通知及公告規定,惟獲豁免遵守通函及股東批准規定。由於對認購結構性存款產品根據上市規則第14章適用的申報規定存在誤解,公司未能及時就認購結構性存款作出相關公告,構成不遵守上市規則第14.34條。公司強調,違反上市規則屬無心之失,且公司無意隱瞞須向公眾披露有關認購結構性存款產品的任何資料。 集團指,為確保一直並及時遵守上市規則第14章項下的披露規定,公司將實施若干補救措施,以加強集團的報告制度及內部監控程序,包括定期安排外聘法律顧問向董事、高級管理層及負責員工持續提供監管合規事宜之培訓及公司將就有關遵守上市規則及其他適用法律法規的事宜與外聘專業顧問展開合作。
Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of this article is for reference only. It does not constitute an offer, solicitation, recommendation, opinion or guarantee of any securities, financial products or instruments.The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance.
uSMART
Wealth Growth Made Easy
Open Account