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聯交所對曠逸國際(01683.HK)兩前主席採紀律行動並公開譴責
阿思達克 09-06 09:17
聯交所對曠逸國際(01683.HK)兩名前主席採紀律行動。聯交所向曠逸前主席兼執行董事沈潔發出董事不適合性聲明,並向前主席兼執行董事任慧勇發出損害投資者權益聲明,同時公開譴責二人。 董事不適合性聲明是指聯交所認為,沈潔不適合擔任該公司或其任何附屬公司的董事或高級管理職務。損害投資者權益聲明是指聯交所認為,若任慧勇仍留任為該公司董事會的董事,會損害投資者的權益。 聯交所指,本個案涉及該公司根據一項合營安排進行一系列買賣交易,並因此損失超過100萬美元。該公司就合營業務所支付的款項全遭挪用。 該合營業務由沈潔新結識的一名人士提出,對該公司來說屬全新業務,且此前並不認識合營安排的參與方。沈潔對建議的合營業務沒有進行或只進行了非常有限的盡職審查,亦沒有進行任何商業或風險評估。然而,在沒有通知或諮詢董事會任何其他董事的情況下,沈潔同意訂立該合營安排。 另外,二人沒有配合聯交所的調查,違反了《董事承諾》。
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