中證監:將轉變職能 加強監督交易所審核工作
中證監自2019年起先後在科創板、創業板和北京證券交易所試點註冊制,推進市場改革,現時宣布就全面實行股票發行註冊制將向社會公開徵求意見。
中證監有關部門負責人表示,註冊制試點符合國情,表現成功,顯示出制度經受得住市場檢驗,一系列改革措施推動下市場的優勝劣汰機制更加完善,上市公司結構、投資者結構、估值體系均發生積極變化,科技類公司佔比、專業機構交易佔比明顯上升,而新股發行定價及二級市場估值均出現「優質優價」的趨勢,市場秩序變得更加規範,發行人和中介機構對市場的敬畏之心顯著增強。
負責人透露,今次註冊制改革當中,審核註冊機制將是改革重點內容,當局在試點時探索建立交易所審核、中證監註冊兩個環節的架構,充分聽取市場意見後預期將保持交易所審核、中證監註冊的基本架構不變,並會進一步明晰交易所和中證監的職責分工,提高審核註冊的效率和可預期性,同時加強中證監對交易所審核工作的監督指導,切實把關。
中證監表示,未來將轉變職能,加強對交易所審核工作的統籌協調和監督,保持審核尺度一致,在審核過程中將按標準選取或按一定比例隨機抽取在審項目,並會督促交易所建立健全防火牆、加強內部制衡機制,以及擬對交易所發行上市審核工作定期或不定期開展檢查。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of this article is for reference only. It does not constitute an offer, solicitation, recommendation, opinion or guarantee of any securities, financial products or instruments.The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance.