中證監就全面實行股票發行註冊制主要制度規則向社會公開徵求意見
中證監宣布,就全面實行股票發行註冊制涉及的《首次公開發行股票註冊管理辦法》等主要制度規則草案,向社會公開徵求意見,將根據公開徵求意見的情況對草案作進一步修改完善,履行程序後發布實施。
是次公開徵求意見的制度規則將包括《首次公開發行股票註冊管理辦法》等證監會規章及配套的規範性文件,涉及註冊制安排、保薦承銷、併購重組等方面。滬深證券交易所、全國股轉公司(北交所)、中國結算、中證金融等亦將同步就《股票發行上市審核規則》等業務規則向社會公開徵求意見。
中證監表示,高度重視及防範註冊制下的廉政風險,目標是建立健全覆蓋發行、上市、再融資、併購重組、退市、監管執法等各環節全流程的監督制約機制,強化關鍵崗位人員廉政風險防控,加強行業廉潔從業監管,強調對資本市場領域腐敗「零容忍」。
當局又指,註冊制改革是放管結合的改革,會充分考慮中國資本市場發展尚不充分、中小投資者佔比高、誠信環境不夠完善的現實國情,加大發行上市全鏈條各環節監管力度,堅持「申報即擔責」原則,嚴厲打擊欺詐發行、財務造假等違法違規行為,切實保護投資者合法權益。
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