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工行(01398.HK)等六間寧波市分行被罰款共1,580萬人民幣
據《上海證券報》報道,寧波銀保監局日前發出23張罰單,涉及工商銀行(01398.HK)(601398.SH)、郵政儲蓄銀行(01658.HK)(601658.SH)及光大銀行(06818.HK)(601818.SH)等六家銀行分支機構和法人主體被罰,罰款金額合計1,580萬元人民幣(下同)。 其中,寧波通商銀行被罰780萬元,金額最高。工商銀行因集團客戶授信管理不審慎,被合計罰款200萬元。光大銀行寧波分行因貸款「三查」管理不審慎及不良貸款管理不審慎被罰款70萬元。 金融機構被罰原因包括:集團客戶授信管理不審慎、不良貸款管理不審慎、投後管理不到位、關聯交易管理不規範、淨值型理財產品部分投資比例不合規、淨值型理財產品估值方法不準確等。
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