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內地理財業務涉違法違規 建行等合計被罰1,040萬人幣
中國銀保監會官網公佈行政處罰決定書顯示,建設銀行(00939.HK)(601939.SH)、農業銀行(01288.HK)(601288.SH)、興業銀行(601166.SH)及農銀理財四家機構因理財業務存在違法違規行爲被罰,合計罰款1,040萬元人民幣(下同)。 罰單顯示,建設銀行被罰款200萬元,涉及案由爲建設銀行理財業務存在老產品規模在部分時點出現反彈的違法違規行爲。 據《證券時報》報道,今年以來,監管開出的銀行罰單中涉及理財業務的罰款金額合計8,829萬元。
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