中國鋁業(601600.SH)：擬申請自願將其美國存託證券股份從紐交所退市
格隆匯8月12日丨中國鋁業(601600.SH)宣佈，公司已於2022年8月12日(美國東部時間)通知紐約證券交易所(“紐交所”)，公司擬申請自願將其美國存託證券股份(“存托股”)從紐交所退市，並根據一九三四年美國證券交易法(經修訂)(“證券交易法”)規定撤銷該等存托股和對應外資普通股(“H股”，每股面值為人民幣1元)的註冊。經考慮一些相關因素，包括公司存托股的交易量與公司H股全球交易量相比有限，以及維持存托股在紐交所上市和該等存托股及對應H股在美國證券交易委員會(“美國證交會”)註冊並遵守證券交易法規定的定期報吿及相關義務所涉的較大行政負擔和成本，公司董事會批准存托股從紐交所退市，並根據證券交易法規定撤銷該等存托股和對應H股的註冊。
因此，公司擬於2022年8月22日或前後向美國證交會遞交一份25表格，以將其存托股自紐交所退市。該等退市預計在25表格遞交十日後生效。存托股在紐交所交易的最後日期為2022年9月1日或前後。於該日期及自該日期之後，公司的存托股不再於紐交所掛牌，而此後公司的美國存托股是否會在場外交易市場上交易，將取決於股東和獨立第三方的行動，不涉及公司的參與。
退市生效後，一旦公司滿足撤銷註冊的條件，公司擬向美國證交會遞交表格15F，以根據證券交易法撤銷存托股和對應H股的註冊。此後，公司在證券交易法下的申報義務即吿暫停，除非15F表格被後續撤回或遭拒絕。註冊撤銷及公司在證券交易法下申報義務的終止預計在15F表格遞交後的90日後正式生效。遞交15F表格後，公司將在其網站www.chalco.com.cn上公佈證券交易法第12g3–2(b)條要求的信息。公司作為上市發行人亦會繼續遵守香港聯合交易所有限公司證券上市規則(“上市規則”)所規定的財務報吿和其他義務。
公司擬在存托股自紐交所退市後，在適當時候根據存託協議規定以適當方式終止其存托股計劃。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app！
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of this article is for reference only. It does not constitute an offer, solicitation, recommendation, opinion or guarantee of any securities, financial products or instruments.The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance.
