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美證交會列百濟、再鼎等五間中概股公司須提供證據免被除牌
美國證券交易委員會(SEC)公布,依據《外國公司問責法》(HFCAA)認定了五家在美上市公司為有退市風險的相關發行人,包括百濟神州(06160.HK)(BGNE.US)、百勝中國(09987.HK)(YUMC.US)、和黃醫藥(00013.HK)(HCM.US)、再鼎醫藥(09688.HK)(ZLAB.US)及盛美半導體(ACMR.US)。 基於《外國公司問責法案》,如果外國上市公司連續三年未能提交美國上市公司會計監督委員會所要求的報告,SEC有權將其自交易所除牌。 SEC表示,該五間公司可於3月29日前向SEC提供證據,證明自己不具備被除牌的條件。 中國證監會相關部門負責人對此回應表示注意到該情況。這是美國監管部門執行《外國公司問責法》及相關實施細則的一個正常步驟。早前已多次就《外國公司問責法》實施表明過態度,指內地尊重境外監管機構為提高上市公司財務信息質量加強對相關會計師事務所的監管,但堅決反對一些勢力將證券監管政治化的錯誤做法。 受不利消息拖累,百濟神州、百勝中國、和黃醫藥、再鼎醫藥及盛美半導體昨晚(10日)在美國市場分別下挫5.9%、10.9%、6.5%、9%及22%。
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