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英倫銀行審慎監管局對渣打罰款4,655萬英鎊
阿思達克 12-20 16:00
英倫銀行旗下審慎監管局(PRA)公布,渣打集團(02888.HK)因未能充分監管局的合作,以及在監管報告的失誤,對其罰款4,655萬英鎊,是該局歷來最大金額的罰款。 當局的聲明指,於2017年10月,由於擔心美元流動性外流的風險增加,對渣打銀行施加了一個臨時的額外流動性指標。雖然渣打銀行的整體流動性狀況超出其核心流動性要求,但在2018年3月至2019年5月期間,渣打曾經五次錯誤匯報流動性指標。其中一次渣打經過四個月的內部調查後才通知當局,認為銀行未有做到公開和合作,違反了基本規則。 聲明提到,由於集團同意解決有關問題,所以獲得扣減30%罰款。
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