拉夏貝爾(06116.HK):收到中證監新疆監管局責令改正決定書
拉夏貝爾(06116.HK)公布,昨日(16日)收到中證監新疆監管局責令改正決定書,監管局指公司於2019年以退款名義向客戶「上海湘安信息技術」款項,並被原控股股東邢加興佔用,構成關聯方非經營性佔用上市公司資金,情況不符合《企業內部控制基本規範》,以及有關使用內部資金的規定。
監管局決定對邢加興採取責令改正的監督管理措施,並記入證券市場誠信檔案,並要求邢加興儘快償還佔用資金,切實維護上市公司利益,並於收到決定書之日起30日內向局方提交書面整改報告。
新疆監管局指,公司今年4月16日發佈的業績快報披露去年虧損約13.48億元人民幣(下同),但4月底發佈的年度報告披露去年虧損約18.41億元,兩份披露的數據存在較大差異,年度報告中預付款項、其他非流動資產、應付賬款等項目存在較大金額的會計差錯,商譽減值測試中個別參數選取依據不充分。
新疆監管局指,公司募集資金管理不規範,並且未按規定建立內幕信息知情人登記管理制度,公司章程未明確董事會是否可以由職工代表擔任董事,股東大會運作和部分董事會召開程序不規範,部分關聯交易審議披露不及時,重要子公司被接管信息披露及相關合併報表範圍調整不及時。
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