中金公司(03908.HK)因兩項違規行爲被北京證監局責令改正
北京證監局發佈關於對中金公司(03908.HK)(601995.SH)採取責令改正措施的決定。經查,中金公司存在的問題包括使用成本法對私募資管計劃中部份資產進行估值,存在對具有相同特徵的同一投資品種採用的估值技術不一致的情況。
北京證監局決定採取責令改正的行政監管措施,中金公司應當對該問題予以整改,並於收到決定之日起兩個月內向北京證監局提交整改報告。(ta/s) ~
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