持續釋放“零容忍”高壓信號 上海證監局開出首張適用新證券法罰單
格隆匯8月3日丨近日,上海證監局對上海富控涉嫌信息披露違法違規案下發《行政處罰及市場禁入事先告知書》,擬對上海富控及多名主管人員作出嚴懲。這是上海證監局首次適用新證券法處罰信息披露違法違規案件。該局相關負責人表示,本案的查處是上海證監局貫徹落實新證券法、刑法修正案及《關於依法從嚴打擊證券違法活動的意見》的最新具體舉措,體現出上海證監局堅持“零容忍”原則,強化退市監管力度,堅決遏制規避退市、“帶病闖關”信息披露違法行爲,依法從嚴打擊財務造假等各類證券期貨違法違規活動的堅定決心。
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