聯交所譴責龍潤茶(02898.HK)及其現任8名董事
聯交所上市覆核委員會譴責龍潤茶(02898.HK)未有遵守主要和關連交易中有關彙報、公告、通函及股東批準的要求;未有確保該公司於其截至2016年9月底止中期業績財務資料在各重要方面均準確完備,且沒有誤導或欺詐成;延遲發佈及/或寄發7套財務報表或報告;及未有解釋其爲何偏離了上市規則《企業管治守則》的條文,違反聯交所多項上市規則。
聯交所進一步譴責龍潤茶現任執行董事及主席焦家良;執行董事、副主席及行政總裁葉淑萍;執行董事何文博、焦少良;獨立非執行董事郭國慶、郭學麟、林紹雄及劉仲華,相關人士違反上市規則責任。
上市覆核委員會認爲,焦家良及焦少良若繼續留任,將會損害投資者的權益,要求公司須委聘上市科接納的獨立專業顧問,持續就上市規則合規事宜提供諮詢,爲期兩年;及於委聘獨立專業顧問前向上市科提交建議聘用範疇。另外相關董事須完成經上市科許可的培訓機構提供有關監管及法律議題的培訓。
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