传美证交会就特殊目的收购公司进行调查
《路透》引述消息报道,美国证券及交易委员会就特殊目的收购公司(SPAC)热潮进行调查,并就承销商如何管理风险索取资料。消息指当局近日致函华尔街投行,要求自愿地提交资料,意味尚未到达正式调查阶段。但消息称信件由美国证券及交易委员会辖下执行部门发出,意味这只是正式调查的前奏。
消息称,当局希望取得SPAC交易的费用、总量及银行如何在内部监察协议,此外亦就合规、报表及内部监控提出问题。有消息指,当局或担心SPAC就收购进行尽职审查的深度,与及是否向投资者完全披露所需支付的大额金额。亦有消息指,当局担心SPAC上市及宣布收购有否涉及内幕交易。
美国证券及交易委员会早前警告投资者,不要基於名人效应参与买入SPAC,并称正紧密监察SPAC披露及其他结构性问题。
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