交易商协会对海通证券涉违规发行债券及操纵市场等启动调查
中国银行间市场交易商协会指,近日,交易商协会对永城煤电控股集团有限公司开展了自律调查。根据调查获取的线索并结合相关市场交易信息,发现海通证券(06837.HK)及其相关子公司涉嫌为发行人违规发行债券提供帮助,以及涉嫌操纵市场等违规行为,涉及银行间债券市场非金融企业债务融资工具和交易所市场公司债券。
公告指据《银行间债券市场自律处分规则》,协会将对海通证券股份有限公司及其相关子公司开展自律调查。如调查中发现相关机构存在操纵市场等涉嫌扰乱市场秩序的恶劣行为,交易商协会将予以严格自律处分,并移交相关部门进一步处理。(el/u) ~
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