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美监当局据报将指摘花旗风险管理缺失 促使总裁高沛德提早离任
阿思达克 09-15 09:00
《华尔街日报》引述消息报道,美国货币监理官办公室及美联储将对花旗集团未能改善其风险管理系统作出训斥,当中可能要求花旗集团制定及执行修复其风险系统的计划,有关监管行动或会附以罚款或更严格监管,但目前尚未知道会施加甚麽罚则或会否处罚。

消息称,监管当局没有要求花旗集团行政总裁高沛德(Michael Corbat)退休,但高沛德认为风险系统改革最好由其继任者Jane Fraser执行,导致高沛德加速退休的计划。花旗集团上周公布高沛德将於明年2月退休,令市场感到意外。

花旗集团的风险管理系统据报旨在侦测有问题或高风险交易,及其他可能影响该行的活动。

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