证监会终身禁止德意志证券前负责人员马善智重投业界
证监会公布,终身禁止德意志证券的前负责人员马善智重投业界,指其收取了一名客户约640万元的贿款,作为向该客户及其家人在买卖由Deutsche Bank AKTIENGESELLSCHAFT发行及由德意志证券作为流通量提供者的衍生权证时提供资讯及协助的酬金,去年2月被原讼法庭裁定罪名成立。证监会认为马犯有失当行为,并非获发牌进行受规管活动的适当人选。
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