证监会终身禁止涂冰重投业界
证监会公布,瑞银香港前副董事涂冰被判贿赂罪成後,遭证监会终身禁止重投业界。涂冰是瑞银香港的前客户顾问,负责管理客户的投资组合。区域法院裁定他就某客户在香港股票交易中所获的利润,向该客户索取及接受大约140万元的非法佣金款项罪名成立。
监於涂冰被判刑事罪名成立,证监会认为他并非获发牌或注册进行受规管活动的适当人选。
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