協助及指引

Transfer stocks (HK / US stocks) from uSMART to other brokers.

Steps:

1. Get the Settlement Instruction Form from counterparty

2. Fill the Settlement Instruction Form

You may need our information for filling the form:

For HK stocks:

For US stocks:

3. Inform counterparty

Send the form to counterparty and inform them by email or phone call.

4. Inform uSMART about the settlement instruction

Tips:

After notifying the uSMART and the counterparty, please be patient and we will contact each other to transfer the stock.

1. The name should be matched: You account name should be matched in both side.

2. Transfer fees: Normally brokers, will charge you some fees for transferring stock to other brokers.

Hong Kong stock transfer-out fee: 0.1% of the closing market value of Hong Kong stocks on the previous trading day, minimum charge of HK$600 per stock;

U.S. stock transfer-out fee: $0.03 per share, minimum $100 per stock

3. Lead time：

Transfer out HK stock: 3-5 working days；

Transfer out US stock: 3-30 working days (for reference only).